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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-30
  • NY RA
    APPROVED
    Since 2024-10-30

Branch Locations

255 E Rincon St Ste 325D, Corona, CA 92879 • United States

34 S Broadway Suite 512, Whiteplains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Capitol Theatre Port Chester NY 10/2021 Present
Activision Blizzard Inc. Eden Prairie MN 07/2019 10/2019
Primerica Financial Services Whiteplains NY 02/2023 Present
Suny Polytechnic Utica NY 08/2015 05/2019
Basement Gaming Utica NY 11/2019 08/2021
Pfs Investments Inc. Whiteplains NY 01/2024 Present
  • 10/2021 → Present
    The Capitol Theatre
    Port Chester, NY
  • 07/2019 → 10/2019
    Activision Blizzard Inc.
    Eden Prairie, MN
  • 02/2023 → Present
    Primerica Financial Services
    Whiteplains, NY
  • 08/2015 → 05/2019
    Suny Polytechnic
    Utica, NY
  • 11/2019 → 08/2021
    Basement Gaming
    Utica, NY
  • 01/2024 → Present
    Whiteplains, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-10
S63 Uniform Securities Agent State Law Examination 2024-05-23
  • S65 Uniform Investment Adviser Law Examination
    2024-10-10
  • S63 Uniform Securities Agent State Law Examination
    2024-05-23

View on SEC IAPD

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