Dustin Dane Thornton

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-12-18

NC RA
APPROVED

Since 2025-12-18

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

206 Carthage St, Sanford, NC 27330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services	Raleigh	NC	12/2023	07/2026
First Citizens Bank	Sanford	NC	09/2023	07/2026
Exchange Bank	Junction City	KS	04/2019	09/2023
Central National Bank	Junction City	KS	02/2018	04/2019
Kansas State University Federal Credit Union	Manhattan	KS	07/2016	02/2018
Rental Income Under Personal Name	Manhattan	KS	08/2014	05/2024
Rental Income Under Personal Name	Manhattan	KS	10/2022	Present
Rental Income Under Personal Name	Manhattan	KS	10/2022	Present
Uber	Morrisville	NC	02/2026	Present
First Citizens Investor Services	Raleigh	NC	07/2026	Present
First Citizens Bank	Sanford	NC	07/2026	Present

12/2023 → 07/2026

First Citizens Investor Services

Raleigh, NC
09/2023 → 07/2026

First Citizens Bank

Sanford, NC
04/2019 → 09/2023

Exchange Bank

Junction City, KS
02/2018 → 04/2019

Central National Bank

Junction City, KS
07/2016 → 02/2018

Kansas State University Federal Credit Union

Manhattan, KS
08/2014 → 05/2024

Rental Income Under Personal Name

Manhattan, KS
10/2022 → Present

Rental Income Under Personal Name

Manhattan, KS
10/2022 → Present

Rental Income Under Personal Name

Manhattan, KS
02/2026 → Present

Uber

Morrisville, NC
07/2026 → Present

First Citizens Investor Services

Raleigh, NC
07/2026 → Present

First Citizens Bank

Sanford , NC

Other Businesses

Rental properties, owned by Dustin and his spouse. 0 hours devoted during trading, 8 hours a month outside of trading hours. No LLC is used, owned under Personal. POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2023 ADDRESS: 4634 Pierce Dr, Manhattan KS 66502, United States DESCRIPTION: Landlord - Rental Income UBER POSITION: Employee NATURE: Driving service - "taxi" and/or delivery service INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2026 ADDRESS: Morrisville NC 27560, United States DESCRIPTION: Desire to become an Uber driver part time, on weekends to earn additional income outside of business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-18
S63	Uniform Securities Agent State Law Examination	2024-02-29

S65 Uniform Investment Adviser Law Examination

2025-12-18
S63 Uniform Securities Agent State Law Examination

2024-02-29

Other Names

Duston Dane Thornton

View on SEC IAPD