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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-02 |
| FL | RA | APPROVED | 2026-01-28 |
Branch Locations
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avanti Way Realty | Miami | FL | 10/2020 | 12/2024 |
| Capri Group Inc | Miami | FL | 02/2017 | 09/2020 |
| Corporacion Optica Alro C.A. | Caracas | 06/2000 | 12/2016 | |
| Miami Dade College | Miami | FL | 03/2017 | 08/2019 |
| Thrivent Investment Management Inc | Jacksonville | FL | 01/2024 | 12/2025 |
| Thrivent Financial | Appleton | WI | 12/2024 | 04/2025 |
| Thrivent Financial | Appleton | WI | 04/2025 | 12/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 12/2025 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 02/2026 | Present |
I*: 3449281 Entity Type: For Profit Name: UTOPIA SHOP LLC POSITION: Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 START DATE: 04/04/2022 ADDRESS: Orlando FL 32835 DESCRIPTION: So that my daughters can have a business, but they haven't done much because they are busy at university. I*: 3451265 Entity Type: For Profit Name: CAPRI GROUP INC POSITION: Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2011 ADDRESS: ORLANDO FL 32835 DESCRIPTION: Rental properties. Owner I*3453267 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Orlando, Florida, 32835 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-30 |
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