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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-02
FL RA APPROVED 2026-01-28
  • TX RA
    APPROVED
    Since 2026-03-02
  • FL RA
    APPROVED
    Since 2026-01-28

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avanti Way Realty Miami FL 10/2020 12/2024
Capri Group Inc Miami FL 02/2017 09/2020
Corporacion Optica Alro C.A. Caracas 06/2000 12/2016
Miami Dade College Miami FL 03/2017 08/2019
Thrivent Investment Management Inc Jacksonville FL 01/2024 12/2025
Thrivent Financial Appleton WI 12/2024 04/2025
Thrivent Financial Appleton WI 04/2025 12/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2025 Present
Bank Of America, N.A. Jacksonville FL 02/2026 Present
  • 10/2020 → 12/2024
    Avanti Way Realty
    Miami, FL
  • 02/2017 → 09/2020
    Capri Group Inc
    Miami, FL
  • 06/2000 → 12/2016
    Corporacion Optica Alro C.A.
    Caracas
  • 03/2017 → 08/2019
    Miami Dade College
    Miami, FL
  • 01/2024 → 12/2025
    Jacksonville, FL
  • 12/2024 → 04/2025
    Thrivent Financial
    Appleton, WI
  • 04/2025 → 12/2025
    Thrivent Financial
    Appleton, WI
  • 12/2025 → Present
    Jacksonville, FL
  • 02/2026 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Previous Registrations
Other Businesses

I*: 3449281 Entity Type: For Profit Name: UTOPIA SHOP LLC POSITION: Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 START DATE: 04/04/2022 ADDRESS: Orlando FL 32835 DESCRIPTION: So that my daughters can have a business, but they haven't done much because they are busy at university. I*: 3451265 Entity Type: For Profit Name: CAPRI GROUP INC POSITION: Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2011 ADDRESS: ORLANDO FL 32835 DESCRIPTION: Rental properties. Owner I*3453267 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Orlando, Florida, 32835 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-30
  • S66 Uniform Combined State Law Examination
    2024-11-30
Other Names
  • Kenny Leymar Rosales
  • Kenny Rosales

View on SEC IAPD

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