Jack Grudzien

Ubs Financial Services Inc.

CRD 7845982

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-11-04

NH RA
APPROVED

Since 2025-11-04

Branch Locations

Manchester, NH • United States

1155 Elm Street Suite 501, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc	Manchester	NH	01/2024	Present
The Hanover Insurance Group	Worcester	MA	05/2022	01/2024
Opus Consulting Group	Portland	ME	07/2021	05/2022
Fidelity Investments	Westlake	TX	06/2018	04/2021
University Of South Carolina	Columbia	SC	08/2014	06/2018
Unemployed	Dallas	TX	04/2021	07/2021

01/2024 → Present

Ubs Financial Services, Inc

Manchester, NH
05/2022 → 01/2024

The Hanover Insurance Group

Worcester, MA
07/2021 → 05/2022

Opus Consulting Group

Portland, ME
06/2018 → 04/2021

Fidelity Investments

Westlake, TX
08/2014 → 06/2018

University Of South Carolina

Columbia, SC
04/2021 → 07/2021

Unemployed

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-04

S66 Uniform Combined State Law Examination

2025-11-04

View on SEC IAPD

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