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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Under Armour | San Marcos | TX | 06/2019 | 02/2020 |
| Charter Communication | Round Rock | TX | 08/2023 | 02/2024 |
| Phoenix Technology Services | Houston | TX | 12/2022 | 08/2023 |
| Scientific Drilling International | Woodlands | TX | 06/2022 | 12/2022 |
| Scientific Drilling International | Woodlands | TX | 06/2022 | 12/2022 |
| Hays County Sheriffs Office | San Marcos | TX | 04/2018 | 11/2021 |
| U.S. Army | Fort Leonard Wood | MO | 11/2021 | 06/2022 |
| Polo Ralph Lauren | San Marcos | TX | 09/2016 | 04/2018 |
| Cole Haan | San Marcos | TX | 06/2017 | 01/2018 |
| Devoted Land Scaping | Wimberly | TX | 06/2022 | 06/2022 |
| Full Time Education | San Marcos | TX | 08/2015 | 12/2019 |
| Charles Schwab & Co., Inc. | Westlake | TX | 02/2024 | Present |
1) Army | Investment Related:No|2850 Leah Ave|San Marcos |tx|787666|United States |Military|Sergeant / E5|10/13/2021|Less than 20|0|Report monthly for scheduled battle assembly duties. Complete all directed training and orders. I do not deal with or am involved with any financial or investment services while on duty.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-13 |
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