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Marshall Quan

Sierra Investment Management, LLC

Santa Monica, CA

Ocean Park Asset Management, LLC

Santa Monica, CA

CRD 3210547

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Employer firm

Sierra Investment Management, LLC CRD 106615

$361M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • PORTFOLIO MANAGEMENT TO PPVA SEPARATE ACCOUNTS

From the firm’s Form ADV. Read the guides:

Current Employers
Sierra Investment Management, Llc

3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA 90405 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-04
  • CA RA
    APPROVED
    Since 2024-11-04

Branch Locations

3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA 90405 • United States

Ocean Park Asset Management, Llc

3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-04
  • CA RA
    APPROVED
    Since 2024-11-04

Branch Locations

3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ocean Park Asset Management, Llc Santa Monica CA 11/2007 Present
Sierra Investment Management, Llc Santa Monica CA 05/1999 Present
Previous Registrations
  • 2001-09-06 → 2024-12-24
    Ocean Park Asset Management, Inc.
    Santa Monica, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-12
  • S65 Uniform Investment Adviser Law Examination
    2001-05-12

View on SEC IAPD

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SERENUS WEALTH ADVISORS, LLC
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Nearby Investors

ROBERT HENRY JONES
MARY CATHERINE KUSNIC
LAURA ELIZABETH LEMOINE

Nearby Offices

VICTUS CAPITAL WEALTH · SANTA MONICA, CA
SERENUS WEALTH ADVISORS, LLC · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA

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