Best Investors Account Sign in

Erica Fenniman

Morgan Stanley

Middleton, MA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-20
CT RA APPROVED 2024-05-06
NH RA APPROVED 2024-05-06
  • TX RA
    APPROVED
    Since 2024-05-20
  • CT RA
    APPROVED
    Since 2024-05-06
  • NH RA
    APPROVED
    Since 2024-05-06

Branch Locations

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Middleton MA 01/2024 Present
Sylvan Learning Center Portsmouth NH 03/2021 08/2023
Unemployed Newport RI 05/2015 02/2021
Unemployed Dover NH 09/2023 12/2023
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Middleton, MA
  • 03/2021 → 08/2023
    Sylvan Learning Center
    Portsmouth, NH
  • 05/2015 → 02/2021
    Unemployed
    Newport, RI
  • 09/2023 → 12/2023
    Unemployed
    Dover, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
  • S66 Uniform Combined State Law Examination
    2024-05-06
Other Names
  • Colen

View on SEC IAPD

Other Firms

VITALE & CAPUTO WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
MWA ASSET MANAGEMENT
HEALTHVIEW ASSET MANAGEMENT, INC.
GUARDIAN WEALTH ADVISORS, LLC
STONEHEARTH CAPITAL MANAGEMENT
PARAMOUNT FINANCIAL

Other Investors

MICHAEL L CAPUTO
JASON MICHAEL TRAINO
SAMUEL MCCLAY YONCE
JASON CHRISTOPHER FRANZ
MATTHEW MICHAEL THIBAULT
TIMOTHY JAMES HOFFMAN
AARON JAMES SOUSA
Michael Wayne Brown

Other Offices

VITALE & CAPUTO WEALTH MANAGEMENT LLC · MIDDLETON, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, MA
PARK AVENUE SECURITIES LLC · MIDDLETON, MA
MWA ASSET MANAGEMENT · DANVERS, MA
HEALTHVIEW ASSET MANAGEMENT, INC. · Danvers, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Danvers, MA
GUARDIAN WEALTH ADVISORS, LLC · DANVERS, MA
STONEHEARTH CAPITAL MANAGEMENT · DANVERS, MA

More in Middleton, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor