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Current Employers
Tmt Investment Adviser

Loveland, OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-27
  • OH RA
    APPROVED
    Since 2024-03-27

Branch Locations

Loveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmt Investment Adviser Loveland OH 01/2024 Present
Procter & Gamble Cinncinati OH 06/1990 Present
Other Businesses

Name of the other business: Procter & Gamble; Is it investment-related: NO; Address:1 Procter and Gamble Plz, Cincinnati, OH 45202; Nature of the other business: Manufacturing company of daily-use cleaning, health, and hygiene needs of consumers around the world; My position: Supply Chain Director; Title: Director; Start Date: June 1990; Approximate number of hours/month devoted to this business: 160; Number of hours per day devote to the other business during securities trading hours: 8hrs; Briefly describe your duties relating to the other business: I manage supply chain (end to end) from the supplier to customer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-19
  • S65 Uniform Investment Adviser Law Examination
    2023-05-19

View on SEC IAPD

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