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Ricky Vu Perez

Falcon Wealth Planning, Inc.

Ontario, CA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-26
TX RA APPROVED 2023-12-19
  • CA RA
    APPROVED
    Since 2025-12-26
  • TX RA
    APPROVED
    Since 2023-12-19

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amazon.cOm, Inc Moreno Valley CA 09/2014 12/2016
Student Riverside CA 01/2017 08/2018
Ucr Dining Services Riverside CA 10/2017 10/2018
Lineage Logistics Riverside CA 08/2018 11/2018
National General Insurance Ontario CA 12/2018 02/2019
Unemployed Moreno Valley CA 02/2019 06/2019
Nelson Staffing Riverside CA 06/2019 08/2019
Home Depot Perris CA 09/2019 12/2019
Clearpath Federal Credit Union Moreno Valley CA 01/2020 04/2021
Falcon Wealth Planning Ontario CA 04/2021 Present
Falcon Wealth Planning, Inc. Ontario CA 12/2023 Present
  • 09/2014 → 12/2016
    Amazon.cOm, Inc
    Moreno Valley, CA
  • 01/2017 → 08/2018
    Student
    Riverside, CA
  • 10/2017 → 10/2018
    Ucr Dining Services
    Riverside, CA
  • 08/2018 → 11/2018
    Lineage Logistics
    Riverside, CA
  • 12/2018 → 02/2019
    National General Insurance
    Ontario, CA
  • 02/2019 → 06/2019
    Unemployed
    Moreno Valley, CA
  • 06/2019 → 08/2019
    Nelson Staffing
    Riverside, CA
  • 09/2019 → 12/2019
    Home Depot
    Perris, CA
  • 01/2020 → 04/2021
    Clearpath Federal Credit Union
    Moreno Valley, CA
  • 04/2021 → Present
    Falcon Wealth Planning
    Ontario, CA
  • 12/2023 → Present
    Falcon Wealth Planning, Inc.
    Ontario, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-20
  • S65 Uniform Investment Adviser Law Examination
    2022-05-20

View on SEC IAPD

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NEWEDGE ADVISORS
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
BAYNES FINANCIAL LLC

Other Investors

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Falguni M Patel
DARRIN DUVAL
Illya De Jesus Williams
Jose Antonio Torres
Aaron Blackfelner
Craig THOMAS Wong

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA

More in Ontario, CA

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