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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valley Strong Credit Union | Visalia | CA | 12/2021 | 10/2023 |
| County Of Tulare - Assessor's Office | Visalia | CA | 11/2023 | 12/2023 |
| Harvest Wealth Group | Exeter | CA | 01/2024 | 09/2024 |
| Ruffalo Noel-Levitz | Long Beach | CA | 02/2020 | 05/2020 |
| How We Roll Ice Cream | Visalia | CA | 06/2019 | 08/2019 |
| Sunglass Hut | Visalia | CA | 04/2018 | 10/2018 |
| Unemployed | Visalia | CA | 11/2014 | 07/2017 |
| Unemployed | Long Beach | CA | 06/2021 | 11/2021 |
| Ameritas Investment Company, Llc | Lincoln | NE | 04/2024 | 09/2024 |
| J.P Morgan Securities Llc | Visalia | CA | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Visalia | CA | 11/2024 | Present |
| San Joaquin Valley College | Visalia | CA | 09/2024 | 11/2024 |
| California State University - Long Beach | Long Beach | CA | 08/2019 | 05/2021 |
| College Of The Sequoias | Visalia | CA | 08/2017 | 05/2019 |
| G&A Partners | Exeter | CA | 01/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-22 |
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