Hanna Foster Rockwell

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-25

Branch Locations

Maiden, NC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Charlotte	NC	12/2023	02/2025
Whippi Dip	Fairlee	VT	04/2014	08/2017
Private Company	Norwich	NH	04/2018	08/2018
Dartmouth Hitchcock Medical Center	Lebanon	NH	09/2018	12/2023
University Of Alabama	Tuscaloosa	AL	08/2017	04/2018
Trinity Wealth Securities, Llc	Charlotte	NC	12/2024	02/2025
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	03/2025	Present
Tiaa	Charlotte	NC	03/2025	Present
Unemployed	Maiden	NC	02/2025	03/2025
Southern New Hampshire University	Lebanon	NH	05/2021	12/2023

12/2023 → 02/2025

Florida Financial Advisors Dba Tristate Financial Advisors

Charlotte, NC
04/2014 → 08/2017

Whippi Dip

Fairlee, VT
04/2018 → 08/2018

Private Company

Norwich, NH
09/2018 → 12/2023

Dartmouth Hitchcock Medical Center

Lebanon, NH
08/2017 → 04/2018

University Of Alabama

Tuscaloosa, AL
12/2024 → 02/2025

Trinity Wealth Securities, Llc

Charlotte, NC
03/2025 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
03/2025 → Present

Tiaa

Charlotte, NC
02/2025 → 03/2025

Unemployed

Maiden, NC
05/2021 → 12/2023

Southern New Hampshire University

Lebanon, NH

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-04-30
S65	Uniform Investment Adviser Law Examination	2023-12-08

Other Firms