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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-09 |
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
235 E. Washington Street, East Peoria, IL 61611 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Quincy | IL | 12/2023 | 11/2024 |
| United Contractors Midwest | Galesburg | IL | 05/2020 | Present |
| United States Air Force | Peoria | IL | 06/2019 | 09/2022 |
| Illinois State University | Normal | IL | 06/2019 | 05/2022 |
| Delaware Technical Community College | Dover | DE | 06/2016 | 05/2019 |
| United States Air Force | Dover | DE | 06/2015 | 05/2019 |
| The Prudential Insurance Company Of America | Quincy | IL | 03/2024 | Present |
| Lpl Enterprise, Llc | East Peoria | IL | 11/2024 | Present |
1) 04/01/2025-Monferdini & Dirks Wealth Management-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 04/01/2025-160hrs/mth-160hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-17 |
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