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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-05
TX RA APPROVED 2025-06-30
CA RA APPROVED 2025-04-03
  • WA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-06-30
  • CA RA
    APPROVED
    Since 2025-04-03

Branch Locations

500 Broadway Street, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Vancouver WA 01/2024 03/2025
U.S Bank Vancouver WA 08/2022 12/2023
Direct Fairways Vancouver WA 04/2022 07/2022
Nw Nursing Assistant Certified Training Vancouver WA 02/2022 04/2022
Extended Travel Vancouver WA 12/2021 01/2022
Clark College Vancouver WA 09/2019 12/2021
Unemployed Vancouver WA 04/2019 08/2019
St. Joseph School Of San Jose City San Jose 06/2017 04/2019
Bettbien High School San Jose 06/2014 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 03/2025 Present
Bank Of America, N.A. Portland OR 04/2025 Present
  • 01/2024 → 03/2025
    Vancouver, WA
  • 08/2022 → 12/2023
    U.S Bank
    Vancouver, WA
  • 04/2022 → 07/2022
    Direct Fairways
    Vancouver, WA
  • 02/2022 → 04/2022
    Nw Nursing Assistant Certified Training
    Vancouver, WA
  • 12/2021 → 01/2022
    Extended Travel
    Vancouver, WA
  • 09/2019 → 12/2021
    Clark College
    Vancouver, WA
  • 04/2019 → 08/2019
    Unemployed
    Vancouver, WA
  • 06/2017 → 04/2019
    St. Joseph School Of San Jose City
    San Jose
  • 06/2014 → 04/2017
    Bettbien High School
    San Jose
  • 03/2025 → Present
    Portland, OR
  • 04/2025 → Present
    Bank Of America, N.A.
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-04
  • S66 Uniform Combined State Law Examination
    2024-11-04
Other Names
  • Jakobvon E Diaz
  • Jakob Von Diaz
  • Jakob Diaz

View on SEC IAPD

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