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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-11 |
Branch Locations
365 Route 59, Suite 230, Airmont, NY 10952 • United States
1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brokers International Financial Services | Spring Valley | NY | 01/2024 | Present |
| Tiger Global Management | New York | NY | 10/2021 | 12/2023 |
| Pricewaterhousecoopers Llp | New York | NY | 01/2008 | 09/2021 |
| Integrity Advisory Solutions | Spring Valley | NY | 04/2024 | Present |
1) American Academy of Estate Planning Attorneys; Not Investment Related; 365 Route 59 Ste 231, Airmont, NY 10952; Affiliation with this organization; member; 11/01/2023; 10 hours per month; 10 hours during security hours; membership with this organization. 2) American Academy Wealth; Not Investment Related; 365 Route 59 Ste 231, Airmont, NY 10952; Affiliation with this organization; member; 11/01/2023; 30 hours per month; 30 hours during security hours; membership with this organization. 3) Haas & Zaltz, LLP; Not Investment Related; 365 Route 59 Ste 231, Airmont, NY 10952; Operations, HR; Operations Leader; 11/01/2023; 20 hours per month; 20 hours during security hours; Ensure work flow is smooth; train new hires on process and overall team on technology. 4) Prism Financial Planning DBA; Investment Related; 365 Route 59 Ste 231, Airmont, NY 10952; Investment advisor representative; Owner; 01/10/2024; 30 hours per month; 30 hours during security hours; Consult with clients on investment options and advise on recommended actions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-28 |
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