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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-03-26 |
| TX | RA | APPROVED | 2024-07-24 |
| FL | RA | APPROVED | 2024-05-30 |
| VA | RA | APPROVED | 2023-12-14 |
Branch Locations
8605 Westwood Center Drive Suite 505, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Vienna | VA | 12/2023 | Present |
| Carver College Of Medicine | Iowa City | IA | 01/2021 | 09/2023 |
| Social Cognitive Neuroscience Lab | Iowa City | IA | 05/2022 | 05/2023 |
| Seat Stock Llc | Iowa City | IA | 09/2023 | 04/2024 |
| Van Diest Supply Company | Webster City | IA | 05/2020 | 08/2020 |
| University Of Iowa | Iowa City | IA | 08/2019 | 08/2023 |
| Fareway Stores | Webster City | IA | 07/2018 | 08/2019 |
| City Of Webster City Public Grounds Department | Webster City | IA | 05/2019 | 08/2019 |
| Webster City High School | Webster City | IA | 08/2015 | 05/2019 |
| Trinity Wealth Securities, Llc | Vienna | VA | 08/2024 | Present |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna VA 22182. Nature of Business: RIA. Position: Financial Consultant. Start Date: 12/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 8605 Westwood Center Drive, Suite 505, Vienna VA 22182. Nature of Business: Insurance. Position: Independent Contractor. 12/2023. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna VA 22182. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 8/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2023-11-17 |
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