Best Investors Account Sign in

Deanna V. Derosa

Raymond James & Associates, Inc.

Mission Viejo, CA

Newport Beach, CA

CRD 3210350

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-23
  • CA RA
    APPROVED
    Since 2017-10-23

Branch Locations

Mission Viejo, CA • United States

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Los Angeles CA 06/2009 10/2017
Raymond James & Associates Newport Beach CA 10/2017 Present
  • 06/2009 → 10/2017
    Morgan Stanley Smith Barney
    Los Angeles, CA
  • 10/2017 → Present
    Raymond James & Associates
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-02
S65 Uniform Investment Adviser Law Examination 1999-06-30
  • S63 Uniform Securities Agent State Law Examination
    1999-07-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-30
Other Names
  • Deanna Derosa
  • Deanna V Derosa

View on SEC IAPD

More in Mission Viejo, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor