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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-12 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 12/2023 | Present |
| Ketch Grill & Taps | San Diego | CA | 06/2018 | 10/2021 |
| Golden Empire Realty | San Diego | CA | 08/2021 | 01/2024 |
| Unemployed | El Cajon | CA | 07/2016 | 06/2018 |
1) 3/2024 - No Business Name - Inv Related - El Cajon, CA - Mortgage/Real Estate Services - Real Estate Broker - start date: 6/1/2018 - 1% of Time Spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-12 |
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