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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guaranteed Rate | Newport | RI | 11/2021 | 01/2023 |
| Carnegie Abbey / Aquidneck Club | Portsmouth | RI | 04/2013 | 11/2023 |
| Fidelity Investments | Smithfield | RI | 12/2023 | Present |
| Portsmouth Abbey School | Portsmouth | RI | 09/2013 | 05/2017 |
| Bentley University | Waltham | MA | 01/2018 | 10/2021 |
OBA-128029|OrgNmn:Aquidneck Club|Org Addr:Portsmouth,Rhode Isla,US|OBA Nature:Private golf course with a cad|Invst Rel:N|Title:"A" Caddie|Duties:I have no obligation to the organization, I would like the ability to freelance on weekends|StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-22 |
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