Sara E Van Schaick

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-13
RI	RA	APPROVED	2026-02-03

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	Smithfield	RI	12/2023	08/2025
L'ARtisan Cafe & Bakery	Providence	RI	10/2022	12/2023
Unemployed	Providence	RI	05/2022	10/2022
Franklin&Marshall College	Lancaster	PA	08/2018	05/2022
Walmart	Plymouth	NH	07/2021	08/2021
Walmart	Plymouth	NH	07/2020	08/2020
Bedford Playhouse	Bedford	NY	01/2018	01/2020
Fox Lane High School	Bedford	NY	08/2016	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	09/2025	Present
G &Amp; R Daou	Providence	RI	10/2022	12/2023

12/2023 → 08/2025

Fidelity Investments

Smithfield, RI
10/2022 → 12/2023

L'ARtisan Cafe & Bakery

Providence, RI
05/2022 → 10/2022

Unemployed

Providence, RI
08/2018 → 05/2022

Franklin&Marshall College

Lancaster, PA
07/2021 → 08/2021

Walmart

Plymouth, NH
07/2020 → 08/2020

Walmart

Plymouth, NH
01/2018 → 01/2020

Bedford Playhouse

Bedford, NY
08/2016 → 05/2018

Fox Lane High School

Bedford, NY
09/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
10/2022 → 12/2023

G &Amp; R Daou

Providence, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-03
S63	Uniform Securities Agent State Law Examination	2024-03-01