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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne County High School | Monticello | KY | 08/2013 | 06/2017 |
| Taco Bell | Monticello | KY | 06/2016 | 07/2017 |
| Northern Kentucky University | Highland Heights | KY | 08/2017 | 05/2021 |
| Dicks Sporting Goods | Florence | KY | 04/2018 | 05/2021 |
| Northern Kentucky University | Highland Heights | KY | 08/2020 | 05/2021 |
| Ips Logistix | Erlanger | KY | 05/2021 | 05/2023 |
| Lighthouse Transportation Services Llc | Covington | KY | 05/2023 | 07/2023 |
| Unemployed | Union | KY | 07/2023 | 12/2023 |
| Fidelity Investments | Covington | KY | 12/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-20 |
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