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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tampa | FL | 01/2024 | 04/2025 |
| Lpl Financial Llc | Wheeling | WV | 07/2025 | Present |
| Unemployed | Ponte Vedra Beach | FL | 07/2023 | 12/2023 |
| University Of Notre Dame | Notre Dame | IN | 08/2019 | 06/2023 |
| Cbre | Jacksonville | FL | 05/2022 | 08/2022 |
| Fortegra | Jacksonville | FL | 06/2021 | 08/2021 |
| Black Knight Inc | Jacksonville | FL | 06/2020 | 07/2020 |
| Vicar's Landing | Ponte Vedra Beach | FL | 12/2018 | 07/2020 |
| Ponte Vedra High School | Ponte Vedra | FL | 07/2015 | 05/2019 |
| Unemployed | Wheeling | WV | 04/2025 | 07/2025 |
1 - 07/2025 - The Monteverde Group LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-12 |
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