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Shawn Michael Steffee

Ameriprise Financial Services, LLC

Indiana, PA

CRD 7843576

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-15
  • PA RA
    APPROVED
    Since 2026-07-15

Branch Locations

800 Philadelphia St Box 220, Indiana, PA 15701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S&T Bank Indiana PA 11/2014 12/2023
Mosaic Wealth Consulting Indiana PA 01/2024 10/2025
Lincoln Financial Advisors Indiana PA 05/2024 01/2025
Osaic Wealth, Inc. Indiana PA 01/2025 10/2025
Lpl Financial Indiana PA 10/2025 07/2026
Ameriprise Financial Services, Llc Indiana PA 07/2026 Present
  • 11/2014 → 12/2023
    S&T Bank
    Indiana, PA
  • 01/2024 → 10/2025
    Mosaic Wealth Consulting
    Indiana, PA
  • 05/2024 → 01/2025
    Lincoln Financial Advisors
    Indiana, PA
  • 01/2025 → 10/2025
    Osaic Wealth, Inc.
    Indiana, PA
  • 10/2025 → 07/2026
    Lpl Financial
    Indiana, PA
  • 07/2026 → Present
    Ameriprise Financial Services, Llc
    Indiana, PA
Previous Registrations
  • 2025-10-01 → 2026-07-24
    Lpl Financial Llc
    San Diego, CA
    Indiana, PA
    Indiana, PA
  • 2025-01-24 → 2025-10-06
    Osaic Wealth, Inc.
    Indiana, PA
  • 2024-10-18 → 2025-01-24
    Osaic Fa, Inc.
    Indiana, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
  • S66 Uniform Combined State Law Examination
    2024-10-09
Other Names
  • Shawn M Steffee
  • Shawn Steffee
  • Shawn Michael Steffee
  • Shawn M Steffee
  • Shawn Steffee

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
AMERITAS ADVISORY SERVICES, LLC

Nearby Investors

MARGARET R GRAY
Geri L Defilippi
STEVEN PAUL TUNINK

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Indiana, PA
EDWARD JONES · INDIANA, PA
AMERITAS ADVISORY SERVICES, LLC · Indiana, PA

More in Indiana, PA

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