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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-03
  • FL RA
    APPROVED
    Since 2024-01-03

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco Santander International Miami FL 10/2018 10/2023
Emerge Investments Romania Srl Bucharest 10/2013 09/2018
Unir Rioja Colombia Sas (Universidad Internacional De La Rioja) Bogota 01/2016 09/2016
Ubs Financial Services Inc Miami FL 12/2023 Present
  • 10/2018 → 10/2023
    Banco Santander International
    Miami, FL
  • 10/2013 → 09/2018
    Emerge Investments Romania Srl
    Bucharest
  • 01/2016 → 09/2016
    Unir Rioja Colombia Sas (Universidad Internacional De La Rioja)
    Bogota
  • 12/2023 → Present
    Miami, FL
Other Businesses

I am one of the two Administrators of two Romanian companies (Emerge Investments Romania SRL and Imobragadiru SRL) as well as three Spanish companies (Emerge Investments SL, Emerge Investments I SL and Emerge Investments II 2006 SL). I am a minority shareholder of Emerge Investments Romania SRL indirectly through my minority stake in Emerge Investments I SL. This companies make part of an structure designed for investments in raw land in Bucharest (Romania) and were created in 2006. Emerge Investments Romania SRL and Imobragadiru SRL currently hold two plots of raw land in Bucharest (Romania). Starting in 2006, I acted as a Managing Partner until I joined Banco Santander in 2018. My main duties in this business were capital raising and investor relationship management. Currently I do not take part in the management of the companies and devote no time to this business. The address of the Romanian companies is Strada Veseliei Nr. 5 A. Sector 5, Bucuresti, 052164 (Romania) I have a 20% stake in the joint ownership, La Tomada C.B. (Avenida Doutor Moreira Casal 1, 2 izqda. CP: 36600. Vilagarcia de arousa, Pontevedra, Galicia, Spain) of a vineyard in Pontevedra (Galicia, Spain). The joint ownership includes 5 people: my two brothers and two of our cousins. We all received the asset as a donation from our parents in 2010. I devote no time at all to this business. Apartament in Madrid (Spain), Apartment rented to a tenant for a monthly paymentSpain, Proprietor / owner, Receive the monthly rent payments through a wire transfer, start date-9/19/2005, Madrid Comunidad de MadridSpain-28004.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-14
  • S66 Uniform Combined State Law Examination
    2023-09-14
Other Names
  • Indigo Torres Livianos

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