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5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-30 |
Branch Locations
377 E. Butterfield Rd. Ste. 640, Lombard, IL 60148 • United States
5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mazars Usa | New York | NY | 07/2016 | 07/2017 |
| Richard K Johnson & Assoc. | Westchester | IL | 08/2017 | 11/2018 |
| Johnson, Peterek & Howse Llc | Lombard | IL | 08/2017 | Present |
| Lpl Financial Llc | Lombard | IL | 02/2024 | Present |
| Pcg Wealth Management | Lombard | IL | 09/2024 | Present |
1- 09/2023 / MEJ and Associates / Tax Prep/Accounting/CPA / INVESTMENT RELATED / START DATE 03/22/2016 2- 09/2023 / Johnson, Peterek & Howse, LLC / Tax Prep/Accounting/CPA / INVESTMENT RELATED / START DATE 10/28/2016 3- 09/2023 / PCG Wealth Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / START DATE 09/24/2023 - 10 Hours Per Month During Securities Trading. 4. 9/2024 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 9/24/2024 - 15 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/2024 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 9/24/2024 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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