Mason Mueller Wagner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2025 → 04/2026
  Morgan Stanley
  Chicago, IL
• 08/2021 → 06/2025
  Purdue University
  West Lafayette, IN
• 06/2024 → 08/2024
  U.S. Bank
  Minneapolis, MN
• 01/2024 → 05/2024
  Morgan Stanley Wealth Management
  Lafayette, IN
• 05/2023 → 08/2023
  Archford Capital Strategies
  Swansea, IL
• 05/2022 → 07/2022
  Club Fitness
  Belleville, IL
• 04/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 08/2007 → 05/2017
  Queen Of Peace
  Belleville, IL
• 05/2017 → 08/2021
  Althoff Catholic High School
  Belleville, IL

Previous Registrations

• 2025-12-24 → 2026-04-03
  Morgan Stanley
  Chicago, IL

Other Businesses

Name of the other businessTikTokWhether the business is investment-relatedNoAddress of the other businessCulver City, CaliforniaNature of the other businessSocial MediaYour positioncontent creator (proprietor, partner, officer, director, employee, trustee, agent)Title, or relationship with the other businesscontent creator Start date of your relationship01/2026Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other business: content creator - After business hours: 2

Exams

• S66 Uniform Combined State Law Examination
  2025-12-22
• S63 Uniform Securities Agent State Law Examination
  2025-07-30

Other Names

• Mason M Wagner