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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-22 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
5501 Carolina Beach Rd, Wilmington, NC 28412 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 12/2023 | Present |
| Wells Fargo Bank, Na | Wilmington | NC | 07/2010 | Present |
BOURBON STREET RESTAURANT; NOT INV RELATED; WILMINTON, NC; SERVER; START DATE 9/3/2024; 60 HOURS PER MONTH; 0 DURING TRADING; WAITING TABLES, CLEANING, AND FOOD PREPARATION. | TARGET - EVENING STOCKER; NOT INV RELATED; WILMINGTON, NC; STOCK REFILLING AT STORE ; EVENING STOCKER ; START DATE: 09/15/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-29 |
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