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Marlon Stanley Carranza Salazar

Wells Fargo Clearing Services, LLC

Burlington, NC

Wilmington, NC

CRD 7843358

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-31
  • NC RA
    APPROVED
    Since 2024-07-31

Branch Locations

2832 S Church St, Burlington, NC 27215 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc High Point NC 12/2023 Present
Wells Fargo Bank, Na High Point NC 12/2022 Present
Brookdale Hospital And Medical Center Alp Brooklyn NY 02/2014 12/2022
Nova Events Llc Archdale NC 10/2023 Present
  • 12/2023 → Present
    High Point, NC
  • 12/2022 → Present
    Wells Fargo Bank, Na
    High Point, NC
  • 02/2014 → 12/2022
    Brookdale Hospital And Medical Center Alp
    Brooklyn, NY
  • 10/2023 → Present
    Nova Events Llc
    Archdale, NC
Other Businesses

WALMART SPARK DELIVERY; NOT INV. RELATED; HIGH POINT, NC; DELIVERY DRIVER; START DATE: 6/1/2024; 50-60 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: DELIVERING WALMART STORE GOODS THROUGH SPARK DELIVERY. RENTAL PROPERTY; INV. RELATED; ARCHDALE, NC; 50% OWNERSHIP; START DATE 11/5/2024; 1 HR PER MONTH; 0 HRS DURING TRADING. CARRANZA PROPERTIES, LLC ; INV RELATED;HIGH POINT,NC; FLIP-AND-FIX BUSINESS;100% OWNERSHIP; START DATE: 07/06/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-26
S63 Uniform Securities Agent State Law Examination 2024-04-25
  • S65 Uniform Investment Adviser Law Examination
    2024-07-26
  • S63 Uniform Securities Agent State Law Examination
    2024-04-25
Other Names
  • Marlon Carranza
  • Marlon Stanley Carranzasalazar

View on SEC IAPD

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