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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-31 |
Branch Locations
2832 S Church St, Burlington, NC 27215 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | High Point | NC | 12/2023 | Present |
| Wells Fargo Bank, Na | High Point | NC | 12/2022 | Present |
| Brookdale Hospital And Medical Center Alp | Brooklyn | NY | 02/2014 | 12/2022 |
| Nova Events Llc | Archdale | NC | 10/2023 | Present |
WALMART SPARK DELIVERY; NOT INV. RELATED; HIGH POINT, NC; DELIVERY DRIVER; START DATE: 6/1/2024; 50-60 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: DELIVERING WALMART STORE GOODS THROUGH SPARK DELIVERY. RENTAL PROPERTY; INV. RELATED; ARCHDALE, NC; 50% OWNERSHIP; START DATE 11/5/2024; 1 HR PER MONTH; 0 HRS DURING TRADING. CARRANZA PROPERTIES, LLC ; INV RELATED;HIGH POINT,NC; FLIP-AND-FIX BUSINESS;100% OWNERSHIP; START DATE: 07/06/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-25 |
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