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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-26 |
| TX | RA | APPROVED | 2025-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 12/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 12/2025 | Present |
| Wells Fargo | Fountain Hills | AZ | 10/2011 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-27 |
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