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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-26
TX RA APPROVED 2025-12-19
  • AZ RA
    APPROVED
    Since 2025-12-26
  • TX RA
    APPROVED
    Since 2025-12-19

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 12/2025 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 12/2025 Present
Wells Fargo Fountain Hills AZ 10/2011 12/2025
  • 12/2025 → Present
    Tempe, AZ
  • 12/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 10/2011 → 12/2025
    Wells Fargo
    Fountain Hills, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-01
S63 Uniform Securities Agent State Law Examination 2024-03-27
  • S66 Uniform Combined State Law Examination
    2024-10-01
  • S63 Uniform Securities Agent State Law Examination
    2024-03-27
Other Names
  • Mike Freytag
  • Miguel Fernando Freytag

View on SEC IAPD

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