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Leslie Sturtevant Kincheloe

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-29
NC RA APPROVED 2024-02-22
  • SC RA
    APPROVED
    Since 2024-07-29
  • NC RA
    APPROVED
    Since 2024-02-22

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Charlotte NC 01/2004 01/2024
Ubs Charlotte NC 01/2024 Present
  • 01/2004 → 01/2024
    Bank Of America
    Charlotte, NC
  • 01/2024 → Present
    Ubs
    Charlotte, NC
Other Businesses

Charlotte Christian School; K-12 Private School; 7301 Sardis Road, Charlotte, NC 28270; Secretary, Member of Finance Committee and Trustee Committee; Start date: 8/1/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05
Other Names
  • Leslie Marshall Sturtevant

View on SEC IAPD

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