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Current Employers
Third Sigma Investment Advisors Llc

700 North Clayton Street, Wilmington, DE 19805 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-08-28
  • MI RA
    APPROVED
    Since 2025-08-28

Branch Locations

700 North Clayton Street, Wilmington, DE 19805 • United States

200 E Big Beaver Rd, Ste 132, Troy, MI 48083 • United States

M1 Capital Management Llc

200 E Big Beaver Rd Ste 132, Troy, MI 48083 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-09
  • MI RA
    APPROVED
    Since 2025-06-09

Branch Locations

200 E Big Beaver Rd Ste 132, Troy, MI 48083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ally Bank Detroit MI 05/2020 02/2024
Ford Motor Credit Company Dearborn MI 01/2017 04/2020
Ford Motor Credit Company Pittsburgh PA 01/2015 12/2017
Thrivent Investment Management Inc Birmingham MI 12/2023 06/2025
Thrivent Financial Appleton WI 02/2024 06/2024
M1 Capital Management Bloomfield Hills MI 06/2025 Present
Third Sigma Investment Advisors, Llc Bloomfield Hills MI 08/2025 Present
  • 05/2020 → 02/2024
    Ally Bank
    Detroit, MI
  • 01/2017 → 04/2020
    Ford Motor Credit Company
    Dearborn, MI
  • 01/2015 → 12/2017
    Ford Motor Credit Company
    Pittsburgh, PA
  • 12/2023 → 06/2025
    Birmingham, MI
  • 02/2024 → 06/2024
    Thrivent Financial
    Appleton, WI
  • 06/2025 → Present
    M1 Capital Management
    Bloomfield Hills, MI
  • 08/2025 → Present
    Bloomfield Hills, MI
Previous Registrations
Other Businesses

TEEN HYPE POSITION: Board Member NATURE: Since 2004, Teen HYPE has reached more than 35,000 Detroit-area youth with programming designed to help prepare them for the world. Every year, hundreds of students in dozens of schools receive adolescent health education that promotes future-oriented thinking, avoiding risky behaviors, and honoring their voice. We have also trained more than 600 teens as Peer Educators who apply their leadership in service to their communities and other young people. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 1938 Franklin, Suite 109, Detroit MI 48207, United States DESCRIPTION: I will be a board member serving a 3 year term where I will be focused on helping plan events and bringing on sponsors. NAME OF OTHER BUSINESS: M1 WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: LICENSED INSURANCE SALES, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: Insurance Products Sales; NAME OF OTHER BUSINESS: THIRD SIGMA INVESTMENT ADVISORS, INVESTMENT RELATED: YES, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2025, POSITION/TITLE/RELATIONSHIP: IAR APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 10,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
  • S66 Uniform Combined State Law Examination
    2024-01-29
Other Names
  • Jake Smith
  • Jacob Tyler Smith

View on SEC IAPD

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