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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-01
  • FL RA
    APPROVED
    Since 2024-04-01

Branch Locations

Key Biscayne, FL • United States

Citi Private Bank 201 S. Biscayne Blvd, Fl 31 Ste 3100 & Fl 33 Ste 3, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank, Private Bank Miami FL 12/2023 Present
Citibank, Na Taguig 08/2021 11/2023
Citibank, Na Moscow 02/2017 07/2021
Citibank, Na Johannesburg 11/2012 07/2017
  • 12/2023 → Present
    Citibank, Private Bank
    Miami, FL
  • 08/2021 → 11/2023
    Citibank, Na
    Taguig
  • 02/2017 → 07/2021
    Citibank, Na
    Moscow
  • 11/2012 → 07/2017
    Citibank, Na
    Johannesburg
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
  • S66 Uniform Combined State Law Examination
    2024-03-29
Other Names
  • Fernando Defariacastrofleury

View on SEC IAPD

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