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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-02-28
  • WI RA
    APPROVED
    Since 2024-02-28

Branch Locations

Menomonee Falls, WI • United States

N96W17695 Riversbend Circle West, Germantown, WI 53022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wauwatosa WI 09/2023 01/2024
Cintas Corporation Onalaska WI 09/2021 01/2024
Menards La Crosse WI 09/2019 08/2021
Unemployed Coon Valley WI 01/2013 09/2019
Thrivent Investment Management Inc. Germantown WI 02/2024 Present
Thrivent Financial Appleton WI 03/2024 Present
  • 09/2023 → 01/2024
    Pruco Securities Llc
    Wauwatosa, WI
  • 09/2021 → 01/2024
    Cintas Corporation
    Onalaska, WI
  • 09/2019 → 08/2021
    Menards
    La Crosse, WI
  • 01/2013 → 09/2019
    Unemployed
    Coon Valley, WI
  • 02/2024 → Present
    Germantown, WI
  • 03/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-27
  • S66 Uniform Combined State Law Examination
    2024-02-27

View on SEC IAPD

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