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Thomas Whittington

Charles Schwab & Co., Inc.

Dallas, TX

CRD 7842655

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-13
  • TX RA
    APPROVED
    Since 2025-10-13

Branch Locations

8401 N Central Expy Suite 110, Dallas, TX 75225-4403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caliber Home Loans Coppell TX 06/2020 06/2022
Psav Dallas TX 10/2019 06/2020
Full Time Education Stillwater OK 08/2015 10/2019
Champions Real Estate School Plano TX 06/2022 09/2022
Coldwell Banker Apex Realtors Richardson TX 09/2022 01/2024
Charles Schwab & Co., Inc. Dallas TX 01/2024 Present
Charles Schwab Bank, Ssb Dallas TX 01/2026 Present
  • 06/2020 → 06/2022
    Caliber Home Loans
    Coppell, TX
  • 10/2019 → 06/2020
    Psav
    Dallas, TX
  • 08/2015 → 10/2019
    Full Time Education
    Stillwater, OK
  • 06/2022 → 09/2022
    Champions Real Estate School
    Plano, TX
  • 09/2022 → 01/2024
    Coldwell Banker Apex Realtors
    Richardson, TX
  • 01/2024 → Present
    Charles Schwab & Co., Inc.
    Dallas, TX
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-12
S63 Uniform Securities Agent State Law Examination 2024-05-07
  • S66 Uniform Combined State Law Examination
    2025-10-12
  • S63 Uniform Securities Agent State Law Examination
    2024-05-07

View on SEC IAPD

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