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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-20 |
| TX | RA | APPROVED | 2024-03-20 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 12/2023 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 12/2023 | Present |
| J. Paul Getty Trust | Los Angeles | CA | 02/2015 | 07/2023 |
| Unemployed | Pacific Palisades | CA | 08/2023 | 11/2023 |
Entity Name: Santa Barbara Museum of Art Investment related: No Address: 1130 State Street Santa Barbara, CA SBMA.net Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Art Museum - I am a member of the Board and a member of the finance, development and audit committees. Entity Name: St. Matthew's Parish School Investment related: No Address: 1031 Bienveneda Avenue, Pacific Palisades, CA stmatthewsschool.com Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/03/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Independent K-8 school. I am a long term board member, I sit on the finance committee and development committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-20 |
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