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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-03 |
| TX | RA | APPROVED | 2026-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amazon | Tempe | AZ | 08/2020 | 10/2023 |
| Outliars | Scottsdale | AZ | 04/2020 | 08/2020 |
| Yelp | Scottsdale | AZ | 10/2017 | 04/2020 |
| Srp | Mesa | AZ | 01/2015 | 08/2017 |
| Outliars | Tempe | AZ | 10/2012 | 04/2019 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2024 | 01/2026 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2026 | Present |
| Schwoggle Creative, Llc | Paradise Valley | AZ | 02/2013 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2026 | Present |
NAME OF BUSINESS: SCHWOGGLE, LLC NON-INVESTMENT-RELATED ADDRESS: PARADISE VALLEY, AZ NATURE OF BUSINESS: COMEDY POSITION: OWNER START DATE: 02/2013 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERFORM COMEDY, PRODUCE SHOWS, TEACH CLASSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-11 |
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