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Nicole Otta

Rbc Capital Markets, LLC

Fresno, CA

Fresno, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-30
CA RA APPROVED 2024-06-24
  • TX RA
    APPROVED
    Since 2024-07-30
  • CA RA
    APPROVED
    Since 2024-06-24

Branch Locations

5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Walnut Creek CA 12/2023 Present
Vincentbenjamin (Now Known As The Intersect Group) Costa Mesa CA 06/2019 04/2021
Betts Recruiting Costa Mesa CA 05/2021 08/2023
Unemployed Costa Mesa CA 09/2023 11/2023
Full-Time Education, Bachelor's Degree San Luis Obispo CA 06/2015 05/2019
  • 12/2023 → Present
    Rbc Capital Markets, Llc
    Walnut Creek, CA
  • 06/2019 → 04/2021
    Vincentbenjamin (Now Known As The Intersect Group)
    Costa Mesa, CA
  • 05/2021 → 08/2023
    Betts Recruiting
    Costa Mesa, CA
  • 09/2023 → 11/2023
    Unemployed
    Costa Mesa, CA
  • 06/2015 → 05/2019
    Full-Time Education, Bachelor's Degree
    San Luis Obispo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-24
  • S66 Uniform Combined State Law Examination
    2024-06-24

View on SEC IAPD

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