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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-08 |
Branch Locations
1405 Executive Dr, Clayton, NC 27520 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 12/2023 | Present |
| Wells Fargo Bank, Na | Raleigh | NC | 09/2014 | Present |
AMAZON FLEX; NOT INV RELATED; DELIVERY DRIVER; START 12/20/2023; 20 HOURS PER MONTH' 0 HOURS DURING TRADING; DELIVERY DRIVER. | ROLOBYTE, LLC; NOT INV RELATED; GARNER, NC; 25% OWNERSHIP/CO-MANAGER; 07/2025; 15 HOURS PER MONTH; 0 DURING TRADING; CREATE AND MAINTAIN WEBSITES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-15 |
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