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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-06-10 |
Branch Locations
250 S 7Th St, Gadsden, AL 35901 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Rainbow City | AL | 12/2023 | Present |
| Wells Fargo Bank, Na | Rainbow City | AL | 02/2020 | Present |
| Johnsons Giant Food | Attalla | AL | 03/2012 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-16 |
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