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Craig Giovanni Bodden

Arete Wealth Advisors, LLC

San Francisco, CA

CRD 3209902

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Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-11
CA RA APPROVED 2009-05-01
  • FL RA
    APPROVED
    Since 2009-08-11
  • CA RA
    APPROVED
    Since 2009-05-01

Branch Locations

109 Olympia Way, San Francisco, CA 94131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arete Wealth Management Chicago IL 03/2009 Present
Arete Wealth Advisors Chicago IL 03/2009 Present
  • 03/2009 → Present
    Arete Wealth Management
    Chicago, IL
  • 03/2009 → Present
    Arete Wealth Advisors
    Chicago, IL
Previous Registrations
  • 2009-01-12 → 2009-03-19
    Private Wealth Advisors, Inc.
    San Francisco, CA
  • 2006-07-31 → 2008-12-31
    Private Consulting Group, Inc.
    San Francisco, CA
  • 2001-10-19 → 2006-08-07
    Kestra Investment Services, Llc
    San Francisco, CA
    San Francisco, CA
Other Businesses

BODDEN BAY LLLP: FAMILY LIMITED PARTNERSHIP; LIMITED PARTNER; START DATE = 10/2020; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-29
  • S66 Uniform Combined State Law Examination
    1999-04-29

View on SEC IAPD

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