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Aalesa Jeniene Barker

Wells Fargo Clearing Services, LLC

Bainbridge Island, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-03-19
  • WA RA
    APPROVED
    Since 2024-03-19

Branch Locations

1180 Hildebrand Ln Ne, Bainbridge Island, WA 98110 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bainbridge Island WA 12/2023 Present
Wells Fargo Bank, Na Bainbridge Island WA 11/2023 Present
Columbia Bank Bainbridge Island WA 08/2014 11/2023
  • 12/2023 → Present
    Wells Fargo Clearing Services, Llc
    Bainbridge Island, WA
  • 11/2023 → Present
    Wells Fargo Bank, Na
    Bainbridge Island, WA
  • 08/2014 → 11/2023
    Columbia Bank
    Bainbridge Island, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-19
S63 Uniform Securities Agent State Law Examination 2024-02-23
  • S65 Uniform Investment Adviser Law Examination
    2024-03-19
  • S63 Uniform Securities Agent State Law Examination
    2024-02-23
Other Names
  • Aalesa J Barker

View on SEC IAPD

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