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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-07
  • PA RA
    APPROVED
    Since 2026-08-07

Branch Locations

740 Springdale Drive Ste 205, Exton, PA 19341-2835 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newtown Square PA 01/2024 08/2026
Massmutual Life Insurance Co Newtown Square PA 01/2024 08/2026
Careercaddy West Chester PA 03/2021 10/2022
Applebrook Golf Club Malvern PA 04/2016 08/2026
Green Construction Company West Chester PA 05/2020 07/2020
Mercato Ristorante West Chester PA 01/2022 05/2022
Temple University Philadelphia PA 08/2018 12/2021
West Chester B. Reed Henderson High School West Chester PA 09/2013 06/2017
Ameriprise Financial Services Llc Exton PA 08/2026 Present
  • 01/2024 → 08/2026
    Newtown Square, PA
  • 01/2024 → 08/2026
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 03/2021 → 10/2022
    Careercaddy
    West Chester, PA
  • 04/2016 → 08/2026
    Applebrook Golf Club
    Malvern, PA
  • 05/2020 → 07/2020
    Green Construction Company
    West Chester, PA
  • 01/2022 → 05/2022
    Mercato Ristorante
    West Chester, PA
  • 08/2018 → 12/2021
    Temple University
    Philadelphia, PA
  • 09/2013 → 06/2017
    West Chester B. Reed Henderson High School
    West Chester, PA
  • 08/2026 → Present
    Exton, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-05
  • S66 Uniform Combined State Law Examination
    2024-07-05
Other Names
  • Dawson Muth
  • Dawson P Muth

View on SEC IAPD

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