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April Renae Emeola

Rbc Capital Markets, LLC

Leawood, KS

Spring Hill, KS

CRD 3209722

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
KS RA APPROVED 2022-11-04
MO RA APPROVED 2020-02-20
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • KS RA
    APPROVED
    Since 2022-11-04
  • MO RA
    APPROVED
    Since 2020-02-20

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Spring Hill, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Leawood KS 04/2012 05/2017
Rbc Capital Markets, Llc Leawood KS 05/2017 Present
Other Businesses

NAME OF ENTITY: BATH AND BODY WORKS; ADDRESS: 5012 W 119TH ST LEAWOOD, KS 66209; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SELL LOTIONS, BODY WASH, CANDLES, ETC; CAPACITY: EMPLOYEE; START DATE: 10/2019; DUTIES: SELLING PRODUCTS; HOURS DEVOTED PER MONTH: 10-15; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-19
S63 Uniform Securities Agent State Law Examination 2019-07-29
  • S66 Uniform Combined State Law Examination
    2020-02-19
  • S63 Uniform Securities Agent State Law Examination
    2019-07-29
Other Names
  • April R Sunderland
  • April Renae Ries
  • April Renae Brumback

View on SEC IAPD

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