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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-03
  • NJ RA
    APPROVED
    Since 2024-06-03

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

101 Crawfords Corner Rd. Suite 101-4R, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 12/2023 06/2024
Friends Cafe New Brunswick NJ 08/2023 06/2024
Rutgers University New Brunswick NJ 08/2019 08/2023
Marlborough Community Development Authority Marlborough MA 06/2022 08/2022
Marlborough Community Development Authority Marlborough MA 06/2021 08/2021
Marlborough Community Development Authority Marlborough MA 06/2020 08/2020
Marlborough Community Development Authority Marlborough MA 06/2019 08/2019
Ups Atlanta GA 06/2020 08/2020
Kimball Union Academy Meriden NH 09/2018 06/2019
Marlborough Community Development Authority Marlborough MA 06/2017 08/2017
Marlborough Community Development Authority Marlborough MA 06/2018 08/2018
Marlborough High School Marlborough MA 09/2015 06/2018
Lpl Financial Llc Holmdel NJ 06/2024 Present
Newedge Advisors, Llc. New Orleans LA 06/2024 Present
  • 12/2023 → 06/2024
    Equitable Advisors, Llc
    New York, NY
  • 08/2023 → 06/2024
    Friends Cafe
    New Brunswick, NJ
  • 08/2019 → 08/2023
    Rutgers University
    New Brunswick, NJ
  • 06/2022 → 08/2022
    Marlborough Community Development Authority
    Marlborough, MA
  • 06/2021 → 08/2021
    Marlborough Community Development Authority
    Marlborough, MA
  • 06/2020 → 08/2020
    Marlborough Community Development Authority
    Marlborough, MA
  • 06/2019 → 08/2019
    Marlborough Community Development Authority
    Marlborough, MA
  • 06/2020 → 08/2020
    Ups
    Atlanta, GA
  • 09/2018 → 06/2019
    Kimball Union Academy
    Meriden, NH
  • 06/2017 → 08/2017
    Marlborough Community Development Authority
    Marlborough, MA
  • 06/2018 → 08/2018
    Marlborough Community Development Authority
    Marlborough, MA
  • 09/2015 → 06/2018
    Marlborough High School
    Marlborough, MA
  • 06/2024 → Present
    Lpl Financial Llc
    Holmdel, NJ
  • 06/2024 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Other Businesses

1. 05/21/2024 - Emeritus Wealth Group - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/3/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 2. 06/03/2024 - Friends Cafe - Non-Inv Related - New Brunswick, NJ - Outside/W-2 Employment - Start date 09/01/2024 - 40 hrs/mo; 5 Hrs During Trading. 3. 06/05/2024 - NewEdge Advisors, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Registered Admin - Started: 6/3/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-26
S63 Uniform Securities Agent State Law Examination 2024-03-18
  • S65 Uniform Investment Adviser Law Examination
    2024-04-26
  • S63 Uniform Securities Agent State Law Examination
    2024-03-18
Other Names
  • Dominic Carter

View on SEC IAPD

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