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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-31 |
| NC | RA | APPROVED | 2025-07-31 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fairfax County Public Schools | Fairfax | VA | 01/2013 | 05/2020 |
| Virginia Polytechnic And State University | Blacksburg | VA | 06/2020 | 05/2024 |
| Lazy Dog Restaurant And Bar | Fairfax | VA | 05/2020 | 10/2024 |
| Ihop | Centreville | VA | 05/2017 | 01/2019 |
| Financial Growth Partners | Reston | VA | 01/2024 | 01/2025 |
| Park Avenue Securities | Reston | VA | 01/2025 | 02/2025 |
| Guardian Life Insurance Company | Reston | VA | 01/2025 | 02/2025 |
| Unemployed | Fairfax | VA | 02/2025 | 04/2025 |
| Associate Staffing | Charlotte | NC | 04/2025 | 07/2025 |
| Principal Securities, Inc. | Charlotte | NC | 04/2025 | Present |
| Principal Life Insurance Co | Charlotte | NC | 07/2025 | Present |
| Principal Advised Services | Charlotte | NC | 07/2025 | Present |
**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/21/2025 ADDRESS: 401 Mccullough Dr, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP- Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 Mccullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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