Best Investors Account Sign in
Claim This Profile
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-19
  • OH RA
    APPROVED
    Since 2024-05-19

Branch Locations

7700 Cox Rd, West Chester, OH 45069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 10/2020 Present
Dicks Sporting Goods Cincinnati OH 02/2020 10/2020
Western Hills Retirement Villiage Cincinnati OH 05/2019 01/2020
Oak Hills Highschool Cincinnati OH 08/2016 05/2020
Fifth Third Securities Cincinnati OH 11/2023 Present
  • 10/2020 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 02/2020 → 10/2020
    Dicks Sporting Goods
    Cincinnati, OH
  • 05/2019 → 01/2020
    Western Hills Retirement Villiage
    Cincinnati, OH
  • 08/2016 → 05/2020
    Oak Hills Highschool
    Cincinnati, OH
  • 11/2023 → Present
    Fifth Third Securities
    Cincinnati, OH
Other Businesses

CC Investment Group LLC - Cincinnati, OH 45238 - residential real estate rental - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-17
S63 Uniform Securities Agent State Law Examination 2024-04-10
  • S65 Uniform Investment Adviser Law Examination
    2024-05-17
  • S63 Uniform Securities Agent State Law Examination
    2024-04-10

View on SEC IAPD

More in West Chester, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor