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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-21
KY RA APPROVED 2025-03-05
  • TX RA
    APPROVED
    Since 2025-03-21
  • KY RA
    APPROVED
    Since 2025-03-05

Branch Locations

Fort Wright, KY • United States

Fort Wright, KY • United States

130 Dudley Pike Ste 250, Edgewood, KY 41017-4312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Edgewood KY 12/2023 Present
1St National Bank Mason OH 01/2022 12/2023
University Of Cincinnati Cincinnati OH 08/2018 08/2022
Ryle High School Union KY 05/2014 05/2018
Papa Johns Florence KY 05/2016 08/2018
  • 12/2023 → Present
    Edgewood, KY
  • 01/2022 → 12/2023
    1St National Bank
    Mason, OH
  • 08/2018 → 08/2022
    University Of Cincinnati
    Cincinnati, OH
  • 05/2014 → 05/2018
    Ryle High School
    Union, KY
  • 05/2016 → 08/2018
    Papa Johns
    Florence, KY
Other Businesses

Business Ownership; A.J. Properties L.L.C.; Owner; Real Estate; 29 Rio Grande Apt 3, , Florence, KY, 41042; Not Investment-Related; 10/29/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Instill LLC; Associate Financial Advisor; Manage advisory business; 130 Dudley Pike Suite 250, , Edgewood, KY, 41017; Investment-Related; 04/24/2025; 60 hours per month; 60 during trading hours / Papa Johns; In-Store Worker; Retail; 8402 US-42, , Florence, KY, 41042; Not Investment-Related; 10/31/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
  • S66 Uniform Combined State Law Examination
    2025-03-03
Other Names
  • Austin Nolan

View on SEC IAPD

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