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Financial & Tax Architects, LLC CRD 119169
$506M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-29 |
| OK | RA | APPROVED | 2018-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horter Investment Managament, Llc | Cincinnati | OH | 03/2016 | 08/2018 |
| Hill Financial, Inc. | Edmond | OK | 01/2005 | Present |
| Financial & Tax Architects, Inc. | St. Louis | MO | 08/2018 | Present |
The Name of the other business: Hill Financial, Inc. Investment Related?: Yes Address of other business: 18935 East Stonetree Lane,Luther, OK 73054 Nature of other business: LLC For my IAR/Insurance Commisions Your position: President/Managing Members Start Date: 01/2005 How many hours you devote to the other business per month: 160 How many hours you devote to the other business during securities trading hours: 160 Briefly describe your duties:Insurance and annuity sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-23 |
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