Aaron Igel

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-16

CA RA
APPROVED

Since 2025-04-16

Branch Locations

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Mill Valley	CA	01/2024	Present
West Coast Wine And Cheese	San Francisco	CA	10/2015	01/2024

01/2024 → Present

Ubs Financial Services

Mill Valley, CA
10/2015 → 01/2024

West Coast Wine And Cheese

San Francisco, CA

Other Businesses

1. Celeste, Restaurant / Hospitality, I will be working at the restaurant on the weekends. As a Bartender/Server, start date-10/15/2023San Francisco CaliforniaUnited States.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-15

S66 Uniform Combined State Law Examination

2025-04-15

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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