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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-02-17
MO RA APPROVED 2026-02-03
  • KS RA
    APPROVED
    Since 2026-02-17
  • MO RA
    APPROVED
    Since 2026-02-03

Branch Locations

7400 College Blvd, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank N.A Kansas City MO 11/2023 12/2025
J.P. Morgan Securities Llc Kansas City MO 11/2023 12/2025
Raytown Lee's Summit Community Credit Union Raytown MO 02/2021 08/2022
Gateway Region Ymca St Louis MO 06/2019 01/2020
Marine Corps Camp Pendelton CA 01/2014 01/2018
Unemployed St Louis MO 02/2018 05/2019
Unemployed St Louis MO 02/2020 01/2021
Unemployed Blue Springs MO 09/2022 10/2023
Thrivent Investment Management Inc Overland Park KS 12/2025 Present
Thrivent Financial Appleton WI 12/2025 03/2026
Thrivent Financial Appleton WI 03/2026 Present
  • 11/2023 → 12/2025
    Jpmorgan Chase Bank N.A
    Kansas City, MO
  • 11/2023 → 12/2025
    J.P. Morgan Securities Llc
    Kansas City, MO
  • 02/2021 → 08/2022
    Raytown Lee's Summit Community Credit Union
    Raytown, MO
  • 06/2019 → 01/2020
    Gateway Region Ymca
    St Louis, MO
  • 01/2014 → 01/2018
    Marine Corps
    Camp Pendelton, CA
  • 02/2018 → 05/2019
    Unemployed
    St Louis, MO
  • 02/2020 → 01/2021
    Unemployed
    St Louis, MO
  • 09/2022 → 10/2023
    Unemployed
    Blue Springs, MO
  • 12/2025 → Present
    Overland Park, KS
  • 12/2025 → 03/2026
    Thrivent Financial
    Appleton, WI
  • 03/2026 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-02
S63 Uniform Securities Agent State Law Examination 2024-02-09
  • S66 Uniform Combined State Law Examination
    2026-02-02
  • S63 Uniform Securities Agent State Law Examination
    2024-02-09
Other Names
  • Robert Dale Falck

View on SEC IAPD

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