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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-05-05 |
| TX | RA | APPROVED | 2026-05-04 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sandy | UT | 01/2024 | Present |
| University Of Utah Health Plans | Midvale | UT | 07/2018 | 01/2024 |
| Bbsi | Salt Lake City | UT | 04/2018 | 06/2018 |
| Earhart Roofing | Anchorage | AK | 05/2017 | 03/2018 |
| Drennan Construction | Fairbanks | AK | 03/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-23 |
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